Fundamentals of Securities Operations


Although somewhat old,  this sifma presentation “Fundamentals of. Securities Operations” from 2011 provides a number of high level flow diagram for anyone interested:

  • Life Cycle of a Typical U.S. Equity Trade
  • Life Cycle of a Typical U.S. Equity Institutional Trade
  • Life Cycle of a Complex Cross-Border Equity Trade
  • Life Cycle of a Typical OTC Derivatives Trade

~ by mdavey on April 13, 2016.

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